GTCOM Takes the Lead in Development of Guosen Securities' Corporate-Customer Risk-Monitoring Platform

Recently, after several rounds of reviews spanning almost eight weeks, GTCOM signed a contract with Guosen Securities to build a tailored corporate-customer risk-monitoring platform for Guosen Securities as the only bid-winning supplier for risk-control middle office.

The corporate-customer risk-monitoring platform project constitutes the infrastructure and key measure by which Guosen Securities will continuously promote intelligent risk control as an industry-leading provider of AA-rated securities. Guosen comprehensively and scientifically reviewed the bidding companies, doing so from various perspectives such as the ability to construct basic framework such as middle-office thinking, data processing and service-platform creation, technical implementation, including real-time capacity, the integrity of batch data processing and the precision of data services as well as the ability to design project implementation plans such as the development of entity standard database, mining of risk events, processing of risk transmission and the creation of a real-time processing foundation platform based on big data.

GTCOM demonstrated a clear and in-depth understanding of the project background, work objective and implementation scope of Guosen's corporate-customer risk-monitoring platform and conducted thorough preparations in terms of project schedule, progress guarantee, technical guarantee, operation and management guarantee, completion time and post-service guarantee.

Thus GTCOM, as a leader in fintech research and development, has proposed a series of unique and innovative solutions based on Guosen Securities' requirements for the functions and technologies relevant to the project. Specifically, it has provided progressive design descriptions in wide-ranging aspects, including multisource data-entity integration; institution/individual/securities standard library management; label types; definition and mining of related-party relationships; definition, analysis and handling of risk events; and the processing of risk transmission. Additionally, it has driven targeted business middle-office design ideas and mature data-service management systems that can support big data offline batch mining, real-time computing and other scenarios.

Intelligent Risk Control: A Challenge for the Financial Sector

In recent years, with the improvement and opening of the marketization mechanism of capital markets, the collection and assessment of risk information based on manual operation can hardly satisfy the requirements as various risks have been exposed and risk events are casting deeper and wider impacts. It has become the top problem for risk management personnel to effectively employ fintech means to realize intelligent risk monitoring. In addition, risk monitoring and management not only includes the ex-post risk analysis performed by risk management personnel, but should also be implemented throughout the front, middle and back-office business operations to meet the risk monitoring needs of all business personnel. It is a difficult challenge for the financial sector, particularly among top financial companies, to amass expertise in enterprise-level risk monitoring and management as well as to share the experience of risk monitoring throughout their departments and business lines.

GTCOM, with reliance upon the in-depth quantitative analysis of global financial alternative data factors based on its unique financial quantitative algorithm, has launched a series of fintech and financial regulatory solutions for financial markets, listed companies, Internet finance and debt issuers. It can integrate open and fundamental data, govern data network-wide and turn regulation more comprehensive. It has employed the knowledge-graphing technology to probe the correlations among core elements in the financial industry--including subject, product and transaction--and has thus enhanced the accuracy of financial regulation. It has adopted the risk-identification, diffusion and forecast model as a means to predict risks and strengthen the effectiveness of corresponding regulations. It has also perceived the natural evolution of historical events and reinforced iterative learning so as to make regulation a more intelligent process.

GTCOM, with its Financial Regulatory Solutions, Helps Guosen Securities Build World-Class Risk Control for the Investment Industry

Guosen Securities Co., Ltd. is a major national securities company. According to data from the Securities Association of China, the company's total assets, net assets, net capital, revenue, net profit and other indicators have ranked in the forefront of the industry for the past several years. The company's business departments, being established in economically developed cities such as Beijing, Shanghai, Guangzhou and Shenzhen, have consistently been ahead of their peers. Thus, Guosen Securities emphasizes compliance management and risk control, strives to develop compliance-management systems and policies, and constantly pursues the enhancement of the group's risk-management expertise. The corporate-customer risk-monitoring platform project jointly built with GTCOM aims to absorb the advanced technical architecture and management experience related to financial risk control, develop a unified corporate-customer risk-monitoring platform upon which to process internal and external risk events and data, provide unified data services in regard to risk events for different business lines, and realize the development of an intelligent risk-control system to rival that of any international first-class investment bank.

GTCOM, as a global leading fintech and research data analytical company, has long been devoted to fintech and scientific research data analysis. Based on its massive data assets and technological prowess in cross-language natural language processing, artificial intelligence and big data, GTCOM has built an alternative data-analysis model, and developed a complete fintech ecosystem that encompasses financial regulation, alternative data, trading strategy and index R&D.

GTCOM has continuously achieved great accomplishments in the field of fintech in recent years with its high-quality products and services, and has successively reached in-depth cooperation with many leading financial institutions such as China Construction Bank, Standard & Poor's, Bloomberg, E-Capital Transfer, Shenzhen Stock Exchange and Baker Tilly China. GTCOM's role as the only bid-winning supplier for risk-control middle office in the corporate-customer risk-monitoring platform project of Guosen Securities proves that GTCOM's ability to serve leading securities companies, and its R&D capacity related to corporate-customer risk-monitoring and intelligent management have again been recognized by the financial sector. GTCOM will fulfill the corporate mission of "releasing the true value of data with artificial intelligence, and empowering industrial innovation and development with data intelligence,” join with Guosen Securities to identify and manage market and corporate risks amid the new regulatory challenges of the financial market, and contribute to the prosperity of China's capital market.

(Source of images: Guosen Securities, GTCOM, Visual.people.cn)